Yi
Shen

Citigroup Global Markets Inc

CRD#5133945
Investment Advisor
in Monterey Park, CA

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About this Advisor

Yi Shen is a financial advisor based out of Monterey Park, California with a total of 3 years of industry experience. Shen currently works for Citigroup Global Markets Inc. They have been with Citigroup Global Markets Inc for their whole career. Shen holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in California. Citigroup Global Markets Inc is a registered investment firm operating out of New York, NY. It has offices in 733 locations and a total of 7,927 financial advisors. It has $35 billion in assets among its 53,776 customer accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm provides financial advisory services to 140 charities and foundations. Of its 53,776 accounts, 32% are associated with high-net-worth clients who have more than $1 million in assets available to invest. The advisory firm has a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and other services. Fees for financial advice usually depend on which service is provided. Fees billed by Citigroup Global Markets Inc likely include asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Other

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

Citi Retail Banking 201 North Garfield Avenue
Monterey Park, CA 91754

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Citigroup Global Markets Inc Brokerage Details

Total Assets Under Management

$34,863,982,805

CA Average: $7,464,549,021
Total Number of Employees

7,927

CA Average: 88
Total Number of Accounts

53,776

CA Average: 3,892
Average Account Size

$648,319

CA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Other

Yi Shen Work History

Yi has been registered as a financial advisor for 3 years.*

2007 - Present (17 years)

Citigroup Global Markets Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Yi Shen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Citigroup Global Markets Inc

Kathryn Turner
Stamford, CT
Douglas Drehwing
Bay Shore, NY
Carlos Morlote
Miami, FL
Jeffrey Manning
Boston, MA
Charles Reinhard
New York, NY
Charles Cavanaugh
New York, NY
Fernando Rodriguez
Boca Raton, FL
Larry Ngai
Alameda, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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