Ying Juan
Xie

Morgan Stanley

CRD#6000497
Investment Advisor
in Oakland, CA

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About this Advisor

Ying Juan Xie is a certified financial planner operating out of Oakland, California, who has 2 years of industry experience. Xie is an advisor for Morgan Stanley. Throughout their career, they have worked at East West Bank, Cetera Investment Services, Cetera Investment Advisers LLC, Bancwest Investment Services, Bank Of The West, Hsbc Securities Usa, Inc, Lpl Financial LLC, Morgan Stanley, Lpl Financial, LLC, N/A and H&R Block. Xie holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to work in California and Texas. Morgan Stanley is a financial advisory business that has its headquarters in Purchase, NY. It has offices in 930 locations and a total of 28,000 advisors. It administers $1 trillion in assets between its 2,233,188 client accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm advises 30,383 charities and foundations. Of its 2,233,188 customer accounts, just 1% are held by high-net-worth clients who have greater than $1 million in assets available to invest. Morgan Stanley has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management largely are based on the type of services provided. However, fee types billed by Morgan Stanley most likely include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

1999 Harrison Street Suite 2200
Oakland, CA 94612

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Morgan Stanley Brokerage Details

Total Assets Under Management

$1,185,061,196,999

CA Average: $7,464,549,021
Total Number of Employees

28,000

CA Average: 88
Total Number of Accounts

2,233,188

CA Average: 3,892
Average Account Size

$530,659

CA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Ying Juan Xie Work History

Ying Juan has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Morgan Stanley

2016 - Present (8 years)

H&R Block

2021 - 2021 (< 1 year)

Lpl Financial LLC

2018 - 2019 (1 year)

Hsbc Securities Usa, Inc

2017 - 2017 (< 1 year)

Lpl Financial, LLC

2016 - 2016 (< 1 year)

Bancwest Investment Services

2016 - 2016 (< 1 year)

Bank Of The West

2015 - 2016 (1 year)

N/A

2014 - 2015 (1 year)

Cetera Investment Advisers LLC

2013 - 2015 (2 years)

East West Bank

2013 - 2015 (2 years)

Cetera Investment Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Ying Juan Xie to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Morgan Stanley

Janelle Williams
Billings, MT
Justin Yip
Menlo Park, CA
Ellen Spitz
Garden City, NY
Allan House
Baltimore, MD
Charles Doering
Walnut Creek, CA
Teresa Orcutt
Yakima, WA
Calvin Mason
Pueblo, CO
Melissa Moyer
Blue Bell, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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