Adam
Blocki

Lpl Financial LLC

CRD#5947257
Investment Advisor
in Pagosa Springs, CO

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About this Advisor

Adam Blocki is a certified financial planner and chartered financial analyst operating in Pagosa Springs, Colorado, with a total of 2 years of relevant experience. Blocki works at Lpl Financial LLC. Blocki has gained experience at A Smarter Way To Invest, Inc, Caitlin John, LLC, Sigma Financial Corporation, Spc, A Smarter Way To Invest, LLC, Sigma Planning Corporation and Lpl Financial LLC. Blocki holds a Series 65 license, designating them as an investment advisor representative, and is able to serve investors in Colorado and Texas. Lpl Financial LLC is a registered investment business that has its headquarters in Fort Mill, SC. The firm has offices in 9,898 locations and a total of 31,366 advisors. It oversees $368 billion in assets under management among its 1,688,501 client accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm advises 3,425 charities and foundations. Of its 1,688,501 client accounts, 31% belong to high-net-worth individuals who have at least $1 million in assets. The advisory firm provides a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management typically vary depending on the services. However, fees charged by Lpl Financial LLC can include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 65, CERTIFIED FINANCIAL PLANNER™, Chartered Financial Analyst

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

Pagosa Springs, CO

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

CO Average: $646,059,043
Total Number of Employees

31,366

CO Average: 13
Total Number of Accounts

1,688,501

CO Average: 661
Average Account Size

$217,956

CO Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Adam Blocki Work History

Adam has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Lpl Financial LLC

2021 - 2021 (< 1 year)

Sigma Planning Corporation

2021 - 2021 (< 1 year)

Sigma Financial Corporation

2017 - 2021 (4 years)

A Smarter Way To Invest, LLC

2017 - 2017 (< 1 year)

Caitlin John, LLC

2016 - 2017 (1 year)

Spc

2015 - 2017 (2 years)

Sigma Financial Corporation

2012 - 2015 (3 years)

A Smarter Way To Invest, Inc

2012 - 2015 (3 years)

Caitlin John, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Adam Blocki to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Kelsey Odey
Denver, CO
Adam Chaney
Naperville, IL
James Mullen
The Villages, FL
Gregory Yuen
Aptos, CA
Nicholas Petralia
Naples, FL
Michelle Cannan
Rochester, NY
Hyun Song
Vienna, VA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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