Waddell & Reed
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About this Advisor
Catherine Schwartz is a certified financial planner working out of Denver, Colorado, who has been in the financial industry for 14 years. Schwartz is on the advisory team at Waddell & Reed. Over the course of their career, they have held roles at Waddell & Reed, Inc, Various Insurance Carriers For W&R Insurance Agencies, Women'S Estate Planning Council, Catherine Schwartz Cdfa, American Lung Association Of Colorado, Hoa, Gotham Condos, Dplff and Condo Rental. Schwartz maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to operate in Colorado, Iowa, Kansas, South Carolina, Texas, Wyoming, Florida, Georgia, New Jersey and Ohio. Waddell & Reed is a registered investment firm headquartered in Denver, Colorado. The firm has offices in 357 locations and a total of 2,000 employees. It has $22 billion in total assets across its 153,672 accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm advises 74 charities and foundations. Of its 153,672 client accounts, just 1% are held by high-net-worth individuals who have more than $1 million in assets available to invest. The firm offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fee schedules typically are based on the type of services offered. However, fees billed by Waddell & Reed likely are comprised of asset-based, fixed and other fees.
Certifications and Registrations
Years of Experience
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Waddell & Reed Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Catherine Schwartz Work History
Catherine has 14 years of experience.
American Lung Association Of Colorado
Hoa, Gotham Condos
Waddell & Reed, Inc
Various Insurance Carriers For W&R Insurance Agencies
Catherine Schwartz Cdfa
Women'S Estate Planning Council
Women'S Estate Planning Council
Catherine Schwartz has no disclosures.
Please visit their SEC profile for more details.