Catherine
Schwartz

Waddell & Reed

CRD#4644629
Investment Advisor
in Denver, CO
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About this Advisor

Catherine Schwartz is a certified financial planner working out of Denver, Colorado, who has been in the financial industry for 14 years. Schwartz is on the advisory team at Waddell & Reed. Over the course of their career, they have held roles at Waddell & Reed, Inc, Various Insurance Carriers For W&R Insurance Agencies, Women'S Estate Planning Council, Catherine Schwartz Cdfa, American Lung Association Of Colorado, Hoa, Gotham Condos, Dplff and Condo Rental. Schwartz maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to operate in Colorado, Iowa, Kansas, South Carolina, Texas, Wyoming, Florida, Georgia, New Jersey and Ohio. Waddell & Reed is a registered investment firm headquartered in Denver, Colorado. The firm has offices in 357 locations and a total of 2,000 employees. It has $22 billion in total assets across its 153,672 accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm advises 74 charities and foundations. Of its 153,672 client accounts, just 1% are held by high-net-worth individuals who have more than $1 million in assets available to invest. The firm offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fee schedules typically are based on the type of services offered. However, fees billed by Waddell & Reed likely are comprised of asset-based, fixed and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Others

Disclosures

No

Office Location

4582 S Ulster St Suite 103
Denver, CO 80237

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Waddell & Reed Brokerage Details

Total Assets Under Management

$21,547,774,536

CO Average: $2,243,162,756
Total Number of Employees

2,000

CO Average: 44
Total Number of Accounts

153,672

CO Average: 4,091
Average Account Size

$140,219

CO Average: $548,316

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Catherine Schwartz Work History

Catherine has 14 years of experience.

2018 - Present (1 years)

Condo Rental

2015 - Present (4 years)

American Lung Association Of Colorado

2013 - 2015 (2 years)

Dplff

2012 - Present (7 years)

Hoa, Gotham Condos

2010 - 2013 (3 years)

Catherine Schwartz Cdfa

2009 - 2010 (1 years)

Women'S Estate Planning Council

2008 - 2009 (1 years)

Women'S Estate Planning Council

2008 - 2017 (9 years)

Condo Rental

2004 - Present (15 years)

Waddell & Reed, Inc

2004 - Present (15 years)

Various Insurance Carriers For W&R Insurance Agencies

Disclosures

Catherine Schwartz has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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