Cathy
Desjardins

Ubs Asset Management (Americas) LLC

CRD#1591293
Investment Advisor
in Denver, CO

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About this Advisor

Cathy Desjardins is a financial advisor based in Denver, Colorado, working with Ubs Asset Management (Americas) LLC. Cathy has previously held a position at Ubs Global Asset Management (Us) Inc. Cathy has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Colorado. Currently, Cathy is part of Ubs Asset Management (Americas) LLC, which operates out of Denver, Colorado. The firm has 15 offices and 823 employees. The firm manages assets totaling $477.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. The fee structure at Ubs Asset Management (Americas) LLC includes asset-based, fixed, and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

370 17Th Street , Suite 4100
Denver, CO 80202

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Ubs Asset Management (Americas) LLC Brokerage Details

Total Assets Under Management

$477,863,691,247

CO Average: $7,464,549,021
Total Number of Employees

823

CO Average: 88
Total Number of Accounts

353,642

CO Average: 3,892
Average Account Size

$1,351,264

CO Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Cathy Desjardins Work History

2002 - Present (22 years)

Ubs Global Asset Management (Us) Inc

Disclosures

Please visit the SEC profile of Cathy Desjardins to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ubs Asset Management (Americas) LLC

Edmund Tran
New York, NY
Kevin Spano
New York, NY
Sarah Lang
New York, NY
Igor Gitstein
New York, NY
John Matteson
New York, NY
Devon Shippee
New York, NY
Stephen Canter
Fairfield, CT
Jeffrey Hans
New York, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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