Craig
Brooks

Spc

CRD#5922807
Investment Advisor
in Littleton, CO

Answer a few questions and
get matched with an advisor.

Find an Advisor

or call us now at 1-888-467-5419

About this Advisor

Craig Brooks is a financial advisor who is based out of Littleton, Colorado. Currently a registered financial advisor at Spc, they have accrued 10 years of work experience. Brooks has Series 63 and Series 65 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Brooks can work with investors based out of California, Colorado, Georgia, Iowa, Kansas, Missouri, Nebraska, Nevada, New Jersey, Oklahoma, Texas and Utah. Their career trajectory has included roles at Country Financial, Black Diamond Enterprises, Guardian Life Ins, Park Avenue Securities and Spc. Spc is based out of Littleton, Colorado, and has 464 other offices across the United States. In total, Spc manages $5 billion in assets across 25,865 accounts and retains more than 705 people. The level of assets currently under the firm's management makes it one of the biggest financial advisory firms in the nation. The firm manages 25,860 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 9% of the firm's clients are high-net-worth individuals, meaning they have over $1 million in investable assets. Spc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

Littleton, CO

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Spc Brokerage Details

Total Assets Under Management

$4,557,672,608

CO Average: $943,424,332
Total Number of Employees

705

CO Average: 21
Total Number of Accounts

25,865

CO Average: 1,586
Average Account Size

$176,210

CO Average: $594,845

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Craig Brooks Work History

Craig has 10 years of experience.

2019 - Present (3 years)

Spc

2015 - 2019 (4 years)

Guardian Life Ins

2015 - 2019 (4 years)

Park Avenue Securities

2011 - 2015 (4 years)

Country Financial

2010 - 2011 (1 year)

Black Diamond Enterprises

Disclosures

Craig Brooks has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Spc

Mark Pauwels
Ann Arbor, MI
Craig Brooks
Littleton, CO
Janet Rzewnicki
Wilmington, DE
Caleb Thompson
Ann Arbor, MI
Gregory Genter
Allen Park, MI
James Pihaly
Rockford, IL
Matthew Stewart
Ann Arbor, MI
Stacy Talarico
Ann Arbor, MI

The content in this profile was updated on 08/06/2020, using data compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started