Darin
Swick
Lpl Financial LLC
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About this Advisor
Darin Swick is a financial advisor working in Denver, Colorado who has 1 year of relevant experience. Swick is an employee of Lpl Financial LLC. Swick has gained experience at Multiwave Media, LLC, Minnesota Life Ins Co, Securian Financial Services, Inc, Gcg Financial, Inc, Principal Life Insurance Company, Principal Securities Inc, Woodbury Financial Services Inc, Pruco Securities, LLC, Prudential Insurance Company Of America, Lpl Financial, LLC and First Interstate Bank. Swick has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to operate in Colorado. Lpl Financial LLC is an advisory firm that has its headquarters in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 financial advisors. It oversees $368 billion in total assets among its 1,688,501 client accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm provides financial advice to 3,425 charities and foundations. Of its 1,688,501 customer accounts, 31% belong to high-net-worth investors who have more than $1 million in investable assets. Lpl Financial LLC has a diverse range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management typically vary depending on which services the firm provides the client. Fee types charged by Lpl Financial LLC most likely are comprised of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Darin Swick Work History
Darin has been registered as a financial advisor for 1 years.*
Lpl Financial, LLC
First Interstate Bank
Pruco Securities, LLC
Prudential Insurance Company Of America
Woodbury Financial Services Inc
Principal Life Insurance Company
Principal Securities Inc
Minnesota Life Ins Co
Securian Financial Services, Inc
Gcg Financial, Inc
Multiwave Media, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Darin Swick to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Denver, CO
Westerville, OH
Rochester, NY
Buffalo, NY
Aptos, CA
Parker, CO
Ann Arbor, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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