David
Carpenter

Tiaa-Cref Individual & Institutional Services, LLC

CRD#2759819
Investment Advisor
in Denver, CO
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About this Advisor

David Carpenter is an advisor whose office is in Denver, Colorado. Currently a registered advisor at Tiaa-Cref Individual & Institutional Services, LLC, Carpenter has an impressive 21 years of practice in the financial advisory industry. Carpenter maintains Series 63 and Series 66 licenses, qualifying the advisor as a securities broker. Carpenter is able to serve customers in Colorado. Over the course of their career, Carpenter has held roles at Tiaa-Cref Individual & Institutional Services, Inc, Tiaa-Cref Individual & Institutional Services, LLC and Tiaa. Tiaa-Cref Individual & Institutional Services, LLC is located in Denver, Colorado, and operates out of 153 locations in the United States. In aggregate, Tiaa-Cref Individual & Institutional Services, LLC manages $26 billion in assets across 64,735 accounts and employs more than 1,991 people. The level of assets currently under the firm's management makes it one of the biggest financial advisory firms in the United States. All of the firm's accounts are managed on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 62% of the firm's clients are high-net-worth individuals, meaning they have over $1 million in investable assets. Tiaa-Cref Individual & Institutional Services, LLC can provide financial planning services and portfolio management for individuals and small businesses. The firm's fees may include asset-based and other fees.

Certifications and Registrations

Series 63, Series 66, Chartered Financial Consultant

Years of Experience

21 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

1670 Broadway, Suite 3300 Denver Regional
Denver, CO 80202-5602

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$25,183,075,928

CO Average: $7,464,549,021
Total Number of Employees

1,988

CO Average: 88
Total Number of Accounts

69,021

CO Average: 3,892
Average Account Size

$364,861

CO Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

David Carpenter Work History

David has 21 years of experience.

2011 - Present (8 years)

Tiaa-Cref Individual & Institutional Services, LLC

2011 - Present (8 years)

Tiaa

1997 - 2011 (14 years)

Tiaa-Cref Individual & Institutional Services, Inc

Disclosures

David Carpenter has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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