Dennis
Haubert
Spc
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About this Advisor
Dennis Haubert is a certified financial planner working out of Denver, Colorado with 1 year of industry experience. Haubert currently works for Spc. During their career, Haubert has held roles at Cetera Investment Advisers LLC, Ameriprise Financial Services Inc, Cetera Investment Services LLC, Regions Bank, Wells Fargo Clearing Services, LLC, Transamerica Investors Securities Corporation, Transamerica Life Insurance Company, Edward Jones, Sigma Financial Corporation and Sigma Planning Corporation. Haubert maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can operate in Alaska, Arizona, California, Colorado, Iowa, Missouri and Washington. Spc is a registered investment firm that has its headquarters in Ann Arbor, MI. The firm has offices in 426 locations and a total of 610 financial advisors. It administers $6 billion in total assets across its 34,594 accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm serves 20 charities and foundations. Of its 34,594 customer accounts, just 8% belong to high-net-worth investors who have greater than $1 million in assets. Spc offers a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors largely depend on which services the firm provides the client. However, fees charged by Spc likely consist of any blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Spc Brokerage Details
$5,964,256,852
610
34,594
$172,407
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Dennis Haubert Work History
Dennis has been registered as a financial advisor for 1 years.*
Sigma Financial Corporation
Sigma Planning Corporation
Edward Jones
Transamerica Investors Securities Corporation
Transamerica Life Insurance Company
Wells Fargo Clearing Services, LLC
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Regions Bank
Ameriprise Financial Services Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Dennis Haubert to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Spc
Cincinnati, OH
Ann Arbor, MI
Mansfield, TX
Ann Arbor, MI
Englewood, CO
Ann Arbor, MI
Ann Arbor, MI
Ann Arbor, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
