James
Eby

Northwestern Mutual Investment Services, LLC

CRD#2473164
Investment Advisor
in Denver, CO
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About this Advisor

James Eby is an investment advisor whose office is in Denver, Colorado. Currently an advisor with Northwestern Mutual Investment Services, LLC, Eby has a notable 25 years of professional experience as a financial advisor. Eby holds a Series 63 license, designating the advisor as a securities agent. Eby is able to serve customers based out of Colorado. During their career, the advisor has held roles at Northwestern Mutual Life Ins Co, Northwestern Mutual Investment Services, LLC and Northwestern Mutual Wealth Management Company. Northwestern Mutual Investment Services, LLC is headquartered in Denver, Colorado. Overall, Northwestern Mutual Investment Services, LLC employs more than 1,672 people. None of the advisory firm's clients are regarded as high-net-worth individuals, who are defined as investors who have more than $1 million in capital. Northwestern Mutual Investment Services, LLC can offer selection of other advisers and other services. The firm may charge clients fixed and other fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Years of Experience

25 years

Services Offered

Other

Fee Structure

Fixed Fees, Others

Disclosures

No

Office Location

1873 S Bellaire St Ste 1600
Denver, CO 80222

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Northwestern Mutual Investment Services, LLC Brokerage Details

Total Number of Employees

1,597

CO Average: 43

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Investment Advisory Services

  • Other

James Eby Work History

James has 25 years of experience.

2016 - Present (3 years)

Northwestern Mutual Wealth Management Company

2008 - 2016 (8 years)

Northwestern Mutual Investment Services, LLC

1994 - Present (25 years)

Northwestern Mutual Investment Services, LLC

1993 - Present (26 years)

Northwestern Mutual Life Ins Co

Disclosures

James Eby has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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