Lpl Financial LLC
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About this Advisor
James Person is a certified financial planner and chartered financial consultant located in Denver, Colorado. Currently a registered financial advisor at Lpl Financial LLC, Person has 11 years of work experience in the financial advisory industry. Person holds Series 63 and Series 65 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Person is registered to serve customers in Arizona, California, Colorado, Illinois, New Mexico, Washington, Wyoming and Nebraska. Their career trajectory has included roles at Synergy Financial Partners, Sii Investments and Lpl Financial LLC. Lpl Financial LLC is based out of Denver, Colorado, and has 8,011 other brick-and-mortar locations throughout the nation. In total, Lpl Financial LLC manages $153 billion in assets throughout 680,466 accounts and employs more than 22,703 people. The level of assets currently under the firm's management makes it one of the largest investment advisory firms in the nation. The firm manages 655,827 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 23% of the advisor firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. Lpl Financial LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Lpl Financial LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
James Person Work History
James has 11 years of experience.
Lpl Financial LLC
Synergy Financial Partners
James Person has no disclosures.
Please visit their SEC profile for more details.