Joel
Rothe
Sagepoint Financial, Inc
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About this Advisor
Joel Rothe is a certified financial planner operating out of Longmont, Colorado with a total of 12 years of industry experience. Rothe is an advisor for Sagepoint Financial, Inc. They have spent all of their employment at Sagepoint Financial, Inc. Rothe has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to work in Arkansas and Colorado. Sagepoint Financial, Inc is a business operating out of Phoenix, AZ. The firm has offices in 770 locations and a total of 3,563 financial advisors. It oversees $17 billion in assets under management across its 86,848 customer accounts, making it one of the largest firms in the United States by assets under management. The firm provides financial advice to 113 charitable organizations. Of its 86,848 client accounts, just 10% are associated with high-net-worth individuals who have greater than $1 million in investable assets. The firm offers a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules are based on which service is offered. Fees charged by Sagepoint Financial, Inc likely include some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sagepoint Financial, Inc Brokerage Details
$16,478,907,740
3,563
86,848
$189,744
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Joel Rothe Work History
Joel has been registered as a financial advisor for 12 years.*
Sagepoint Financial, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joel Rothe to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sagepoint Financial, Inc
Lemont Furnace, PA
Houston, TX
Braintree, MA
Spring, TX
Syracuse, NY
Phoenix, AZ
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Youngstown, OH
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
