John
Hathaway
Simplicity Wealth
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About this Advisor
John Hathaway is a financial advisor based out of Denver, Colorado with 1 year of relevant experience. Hathaway currently works for Simplicity Wealth. During their career, the advisor has held roles at Alphastar Capital Management, LLC, 60 Day Mba, Financial Independence Group, Personal Capital Corporation, Global Financial Private Capital, LLC, Hathaway Companies, J.W. Cole Advisors, Inc and Simplicity Wealth. Hathaway holds a Series 65 license, designating them as an investment advisor representative, and can operate in Colorado. Simplicity Wealth is a registered investment company that has its headquarters in Summit, NJ. It has offices in 33 locations and a total of 46 employees. It has $201 million in assets between its 2,342 customer accounts, making it one of the mid-sized investment advisory firms in the United States by assets under management. Of its 2,342 client accounts, just 1% belong to high-net-worth investors who have greater than $1 million in investable assets. The business performs a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors usually are based on the services. However, fees billed by Simplicity Wealth can consist of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Simplicity Wealth Brokerage Details
$201,035,405
46
2,342
$85,839
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
John Hathaway Work History
John has been registered as a financial advisor for 1 years.*
Simplicity Wealth
Hathaway Companies
J.W. Cole Advisors, Inc
Global Financial Private Capital, LLC
Personal Capital Corporation
Alphastar Capital Management, LLC
60 Day Mba
Financial Independence Group
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of John Hathaway to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Simplicity Wealth
Summit, NJ
Summit, NJ
Summit, NJ
Denver, CO
Summit, NJ
Bowling Green, KY
Summit, NJ
Eden Prairie, MN
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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