John
Hathaway

Simplicity Wealth

CRD#6459060
Investment Advisor
in Denver, CO

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About this Advisor

John Hathaway is a financial advisor based out of Denver, Colorado with 1 year of relevant experience. Hathaway currently works for Simplicity Wealth. During their career, the advisor has held roles at Alphastar Capital Management, LLC, 60 Day Mba, Financial Independence Group, Personal Capital Corporation, Global Financial Private Capital, LLC, Hathaway Companies, J.W. Cole Advisors, Inc and Simplicity Wealth. Hathaway holds a Series 65 license, designating them as an investment advisor representative, and can operate in Colorado. Simplicity Wealth is a registered investment company that has its headquarters in Summit, NJ. It has offices in 33 locations and a total of 46 employees. It has $201 million in assets between its 2,342 customer accounts, making it one of the mid-sized investment advisory firms in the United States by assets under management. Of its 2,342 client accounts, just 1% belong to high-net-worth investors who have greater than $1 million in investable assets. The business performs a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors usually are based on the services. However, fees billed by Simplicity Wealth can consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 65

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

250 Fillmore St. Suite 150
Denver, CO 80206

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Simplicity Wealth Brokerage Details

Total Assets Under Management

$201,035,405

CO Average: $10,121,009,343
Total Number of Employees

46

CO Average: 92
Total Number of Accounts

2,342

CO Average: 6,978
Average Account Size

$85,839

CO Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

John Hathaway Work History

John has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Simplicity Wealth

2017 - Present (7 years)

Hathaway Companies

2019 - 2022 (3 years)

J.W. Cole Advisors, Inc

2017 - 2019 (2 years)

Global Financial Private Capital, LLC

2016 - 2017 (1 year)

Personal Capital Corporation

2015 - 2017 (2 years)

Alphastar Capital Management, LLC

2013 - 2014 (1 year)

60 Day Mba

2013 - 2016 (3 years)

Financial Independence Group

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of John Hathaway to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Simplicity Wealth

Daniel Nicolaescu
Summit, NJ
Justin Jones
Summit, NJ
Christopher Leonard
Summit, NJ
John Hathaway
Denver, CO
Ronald Swanick
Summit, NJ
Jackson Sowell
Bowling Green, KY
Daniel Rhoads
Summit, NJ
Christopher Geist
Eden Prairie, MN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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