Kathleen
Mccarthy
Transamerica Financial Advisors, Inc
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About this Advisor
Kathleen Mccarthy is a financial advisor working in Denver, Colorado with a total of 2 years of industry experience. Mccarthy is an advisor for Transamerica Financial Advisors, Inc. Throughout their career, Mccarthy has worked at Transamerica Financial Advisors, Inc, World Financial Group, Inc, 304 Whitetail Circle, LLC, Oracle, Lonetree Energy, Mad Science Of Colorado, Science Matters In America, 4-H Stem Americorps Member Colorado State University Extension (, Juice Plus and Encorp Stem Teachers Program. Mccarthy has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can serve investors in Colorado. Transamerica Financial Advisors, Inc is a firm based out of Saint Petersburg, FL. The company has offices in 286 locations and a total of 1,235 financial advisors. It oversees $2 billion in total assets among its 59,659 customer accounts, placing it among the biggest firms in the United States by assets under management. The firm serves 18 charitable organizations. Of its 59,659 customer accounts, just 2% are held by high-net-worth individuals who have more than $1 million in assets available to invest. Transamerica Financial Advisors, Inc has a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fee schedules typically are based on which services are provided. Fee types billed by Transamerica Financial Advisors, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Transamerica Financial Advisors, Inc Brokerage Details
$1,815,425,709
1,235
59,659
$30,430
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Kathleen Mccarthy Work History
Kathleen has been registered as a financial advisor for 2 years.*
Encorp Stem Teachers Program
Juice Plus
Mad Science Of Colorado
4-H Stem Americorps Member Colorado State University Extension (
Transamerica Financial Advisors, Inc
Lonetree Energy
World Financial Group, Inc
304 Whitetail Circle, LLC
Science Matters In America
Oracle
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kathleen Mccarthy to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Transamerica Financial Advisors, Inc
Englewood, CO
Laurel, MD
Rancho Santa Margarita, CA
Woodland Hills, CA
Pasadena, CA
Rancho Cucamonga, CA
Plano, TX
San Antonio, TX
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