Kelly
Heppe

Robert W. Baird & Co. Inc

CRD#5089643
Investment Advisor
in Denver, CO
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About this Advisor

Kelly Heppe is a certified financial planner who works out of Denver, Colorado, with 10 years of experience as a financial advisor. Heppe is currently employed by Robert W. Baird & Co. Inc. Throughout their career, Heppe has worked at Wachovia Securities, LLC, Wells Fargo Advisors LLC and Robert W. Baird & Co. Inc. Heppe holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Colorado. Robert W. Baird & Co. Inc is an advisory firm based out of Denver, Colorado. The firm has offices in 81 locations and a total of 2,366 people on staff. It controls $133 billion in assets between its 137,293 client accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm advises 644 charities and foundations. Of its 137,293 client accounts, 16% are associated with high-net-worth clients who have at least $1 million in investable assets. Robert W. Baird & Co. Inc performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Financial advisory fee schedules usually depend on which services the firm provides the client. However, fee types billed by Robert W. Baird & Co. Inc most likely are comprised of asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees

Disclosures

No

Office Location

210 University Boulevard Suite 900
Denver, CO 80206

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Robert W. Baird & Co. Inc Brokerage Details

Total Assets Under Management

$132,486,000,627

CO Average: $2,826,565,184
Total Number of Employees

2,366

CO Average: 43
Total Number of Accounts

137,293

CO Average: 1,898
Average Account Size

$964,987

CO Average: $1,489,234

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Kelly Heppe Work History

Kelly has 10 years of experience.

2013 - Present (6 years)

Robert W. Baird & Co. Inc

2009 - 2013 (4 years)

Wells Fargo Advisors LLC

2008 - 2009 (1 years)

Wachovia Securities, LLC

Disclosures

Kelly Heppe has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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