Kevin
Vaughan

Transamerica Retirement Advisors, LLC

CRD#7046176
Investment Advisor
in Denver, CO

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About this Advisor

Kevin Vaughan is a financial advisor based in Denver, Colorado with a total of 2 years of industry experience. Vaughan currently works for Transamerica Retirement Advisors, LLC. Over the course of their career, they have held roles at Regis Jesuit High School, University Of Colorado, Trader Joes, Axa Advisors, LLC, Equitable Advisors, LLC, Transamerica Investors Securities Corporation and Transamerica Life Insurance Company. Vaughan has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can work in Colorado. Transamerica Retirement Advisors, LLC is a financial advisory business that has its headquarters in Saint Paul, MN. The firm has offices in 20 locations and a total of 311 employees. It has $10 billion in assets under management among its 147,144 accounts, placing it among the largest firms in the United States by assets under management. The company has a number of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and educational seminars. Fees for financial management largely are based on which service is provided. However, fees charged by Transamerica Retirement Advisors, LLC most likely are comprised of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

1801 California Street
Denver, CO 80202

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Transamerica Retirement Advisors, LLC Brokerage Details

Total Assets Under Management

$10,354,682,076

CO Average: $5,289,111,388
Total Number of Employees

311

CO Average: 157
Total Number of Accounts

147,144

CO Average: 8,262
Average Account Size

$70,371

CO Average: $640,173

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Educational seminars/workshops

Kevin Vaughan Work History

Kevin has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Transamerica Investors Securities Corporation

2021 - Present (3 years)

Transamerica Life Insurance Company

2019 - 2020 (1 year)

Axa Advisors, LLC

2019 - 2020 (1 year)

Equitable Advisors, LLC

2016 - 2019 (3 years)

Trader Joes

2014 - 2018 (4 years)

University Of Colorado

2009 - 2014 (5 years)

Regis Jesuit High School

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kevin Vaughan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transamerica Retirement Advisors, LLC

Jonathan Velez
Saint Petersburg, FL
Jesus Osorio Martinez
Woodstock, GA
Jasmine Gregg
Lewisville, TX
Sheila Gindhart
Mukwonago, WI
Kent Colwell
Vista, CA
Kevin Miller
Southampton, NJ
Andrew Rizk
San Diego, CA
Steven Beller
Macomb, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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