Lloyd
James

T. Rowe Price Associates, Inc

CRD#4245395
Investment Advisor
in Aurora, CO

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About this Advisor

Lloyd James is a financial advisor based in Aurora, Colorado, working with T. Rowe Price Associates, Inc. Lloyd has previously held positions at Wells Fargo Securities, LLC and T. Rowe Price. Lloyd has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Colorado and Maryland. Currently, Lloyd is part of T. Rowe Price Associates, Inc, which operates out of Aurora, Colorado. The firm has 6 offices and 3,814 employees. The firm manages assets totaling $1.8 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. The fee structure at T. Rowe Price Associates, Inc includes asset-based and performance-based fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

Aurora, CO

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T. Rowe Price Associates, Inc Brokerage Details

Total Assets Under Management

$1,752,267,028,988

CO Average: $6,889,882,315
Total Number of Employees

3,814

CO Average: 45
Total Number of Accounts

4,696

CO Average: 765
Average Account Size

$373,140,338

CO Average: $9,006,382

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Lloyd James Work History

2015 - Present (9 years)

T. Rowe Price

2003 - 2015 (12 years)

Wells Fargo Securities, LLC

Disclosures

Please visit the SEC profile of Lloyd James to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at T. Rowe Price Associates, Inc

Jazmin Walle
Owings Mills, MD
John Shamet
Owings Mills, MD
Jason Oconnor
Colorado Springs, CO
Krishon Powe
Owings Mills, MD
Martin Tischler
New York, NY
Andrew Winn
Colorado Springs, CO
Matthew Scarlata
Owings Mills, MD
Thomas Bauer
Mission Hills, KS

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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