Nicholas
Huss

Lpl Financial LLC

CRD#5316365
Investment Advisor
in Appleton, WI

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About this Advisor

Nicholas Huss is a financial advisor based in Appleton, Wisconsin, working with Lpl Financial LLC. Nicholas has previously held positions at Cetera Investment Advisers LLC, Sii Investments, North Shore Bank, Cetera Investment Services LLC, Jewelers Mutual Insurance Group, Lpl Financial, LLC, Premier Community Bank, Huss Financial, LLC, Investment Centers Advisors Group, Lpl Financial LLC, and Ica Group Wealth Management, LLC. Nicholas has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Colorado and Texas. Currently, Nicholas is part of Lpl Financial LLC, which operates out of Appleton, Wisconsin. The firm has 17,453 offices and 35,841 employees. The firm manages assets totaling $463.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Lpl Financial LLC includes asset-based, hourly, fixed, and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

Appleton, WI

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$463,475,486,343

WI Average: $646,059,043
Total Number of Employees

35,841

WI Average: 13
Total Number of Accounts

1,910,545

WI Average: 661
Average Account Size

$242,588

WI Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Nicholas Huss Work History

2021 - Present (4 years)

Investment Centers Advisors Group

2021 - Present (4 years)

Lpl Financial LLC

2021 - Present (4 years)

Ica Group Wealth Management, LLC

2020 - 2021 (1 year)

Huss Financial, LLC

2018 - 2020 (2 years)

Lpl Financial, LLC

2018 - 2020 (2 years)

Premier Community Bank

2017 - 2018 (1 year)

Jewelers Mutual Insurance Group

2015 - 2016 (1 year)

Cetera Investment Advisers LLC

2015 - 2016 (1 year)

North Shore Bank

2015 - 2016 (1 year)

Cetera Investment Services LLC

2012 - 2015 (3 years)

Sii Investments

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Disclosures

Please visit the SEC profile of Nicholas Huss to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Nicholas Geric
Winter Haven, FL
Christopher Claude
Altamonte Springs, FL
Tyler Zavala
Peoria, AZ
Kyle Hurt
San Diego, CA
Nicole Wilson
Glen Arm, MD
Meghan Clancy
Hollywood, FL
Ignacio Guzman
Santa Ana, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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