Nondo
Capuano

Robert W. Baird & Co. Inc

CRD#40125
Investment Advisor
in Denver, CO
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About this Advisor

Nondo Capuano is a certified financial planner in Denver, Colorado. Currently an advisor at Robert W. Baird & Co. Inc, Capuano has an impressive 21 years of professional experience as a financial advisor. Capuano has Series 63 and Series 65 licenses, which certify them as both a securities agent and an investment advisor representative. Capuano is able to act as a financial advisor in Colorado, Texas and Florida. Over the course of their career, they have held roles at Robert W Baird, Charles Schwab & Co., Inc and Charles Schwab Bank. Robert W. Baird & Co. Inc is headquartered in Denver, Colorado, and has 81 other brick-and-mortar locations across the nation. As a firm, Robert W. Baird & Co. Inc manages $133 billion in assets dispersed across 137,293 client accounts and retains more than 2,366 people. The firm's total assets under management makes it one of the largest firms in the country. The firm manages 72,936 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 16% of the advisory firm's clients are high-net-worth individuals, meaning they have more than $1 million in capital. Robert W. Baird & Co. Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

21 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees

Disclosures

No

Office Location

210 University Boulevard Suite 900
Denver, CO 80206

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Robert W. Baird & Co. Inc Brokerage Details

Total Assets Under Management

$140,256,468,481

CO Average: $2,826,565,184
Total Number of Employees

2,622

CO Average: 43
Total Number of Accounts

156,595

CO Average: 1,898
Average Account Size

$895,664

CO Average: $1,489,234

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Nondo Capuano Work History

Nondo has 21 years of experience.

2011 - Present (8 years)

Robert W Baird

2005 - 2011 (6 years)

Charles Schwab Bank

1997 - 2011 (14 years)

Charles Schwab & Co., Inc

Disclosures

Nondo Capuano has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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