Penny
Dokken
Goldman Sachs Personal Financial Management
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About this Advisor
Penny Dokken is a certified financial planner operating in Denver, Colorado with 5 years of industry experience. Dokken currently works for Goldman Sachs Personal Financial Management. During their career, Dokken has held roles at Bayada Home Health Care, United Capital Financial Advisers, LLC, Flying Horse Realty, Ushealth Advisors and Nursing And Therapy Services Of Colorado. Dokken has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to work in Colorado and Texas. Goldman Sachs Personal Financial Management is a registered investment company headquartered in Newport Beach, CA. The company has offices in 87 locations and a total of 727 employees. It oversees $13 billion in assets among its 82,991 accounts, placing it among the biggest firms in the country by assets under management. The firm advises 153 charitable organizations. Of its 82,991 client accounts, 17% are held by high-net-worth investors who have greater than $1 million in investable assets. Goldman Sachs Personal Financial Management has a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. A financial advisor's fee schedules usually vary depending on which service is provided. However, fee types billed by Goldman Sachs Personal Financial Management can include some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Goldman Sachs Personal Financial Management Brokerage Details
$13,178,742,322
727
82,991
$158,797
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
Penny Dokken Work History
Penny has been registered as a financial advisor for 5 years.*
United Capital Financial Advisers, LLC
Flying Horse Realty
Ushealth Advisors
Bayada Home Health Care
Nursing And Therapy Services Of Colorado
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Penny Dokken to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
