Peter
Bernstein
Umb Financial Services, Inc
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About this Advisor
Peter Bernstein is a financial advisor based in Denver, Colorado with 5 years of industry experience. Bernstein is an advisor for Umb Financial Services, Inc. Over the course of their career, Bernstein has held roles at Bank Of The West, Bancwest Investment Services, Umb Bank and Umb Financial Services Inc. Bernstein has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to operate in Colorado. Umb Financial Services, Inc is a business based out of Kansas City, MO. It has offices in 16 locations and a total of 62 people on staff. It handles $1 million in total assets among its five client accounts, placing it among the smaller financial advisory firms in the country by assets under management. The firm has a few services, including financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. Fees charged by financial advisors usually are based on which services are offered. Fee types charged by Umb Financial Services, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Umb Financial Services, Inc Brokerage Details
$1,398,494
62
5
$279,699
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
Peter Bernstein Work History
Peter has been registered as a financial advisor for 5 years.*
Umb Bank
Umb Financial Services Inc
Bank Of The West
Bancwest Investment Services
Bank Of The West
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Peter Bernstein to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Umb Financial Services, Inc
Springfield, MO
Belleville, IL
Kansas City, MO
Leawood, KS
Colorado Springs, CO
Kansas City, MO
Scottsdale, AZ
Kansas City, MO
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