Richard
Riley

Pfs Investments Inc

CRD#4527762
Investment Advisor
in Denver, CO

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About this Advisor

Richard Riley is a financial advisor based out of Denver, Colorado who has 11 years of relevant experience. Riley currently works for Pfs Investments Inc. Throughout their career, Riley has worked at Primerica Financial Services, Pfs Investments Inc and Andy Frain Services. Riley maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can operate in Colorado and Texas. Pfs Investments Inc is a business based out of Duluth, GA. It has offices in 1,646 locations and a total of 3,449 employees. It manages $7 billion in total assets among its 56,552 customer accounts, placing it among the largest firms in the United States by assets under management. The firm advises 36 charitable organizations. Of its 56,552 customer accounts, just 1% belong to high-net-worth investors who have greater than $1 million in investable assets. The firm offers portfolio management for individuals and small businesses. A financial advisor's fees are based on which services are offered. Fee types billed by Pfs Investments Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

11 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets

Office Location

1333 W 120Th Ave Ste 300-C
Denver, CO 80234

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Pfs Investments Inc Brokerage Details

Total Assets Under Management

$7,088,085,794

CO Average: $3,570,121,308
Total Number of Employees

3,449

CO Average: 58
Total Number of Accounts

56,552

CO Average: 1,608
Average Account Size

$125,337

CO Average: $2,220,225

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Richard Riley Work History

Richard has been registered as a financial advisor for 11 years.*

2019 - Present (5 years)

Andy Frain Services

2002 - Present (22 years)

Pfs Investments Inc

2001 - Present (23 years)

Primerica Financial Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Riley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Primerica Advisors

Francine Hollis
Cleveland, OH
Andrea Gibson
Rochester, MI
Walter Mcnall
Clifton Park, NY
Samantha Woodin
Sugar Grove, PA
Mary Schulz
West Chester, OH
Christopher Tiano
Albuquerque, NM
Brett Sowers
Rochester, MI
Esther White
Avondale, AZ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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