Richard
Steigerwald

Spc

CRD#2776723
Investment Advisor
in Lone Tree, CO

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About this Advisor

Richard Steigerwald is a certified financial planner who works out of Lone Tree, Colorado with 9 years of relevant experience. Steigerwald is currently employed by Spc. Their career trajectory has included roles at Ameriprise Financial Services, Sigma Financial Corporation and Sigma Planning Corporation. Steigerwald maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can serve investors in California, Colorado, Florida, Illinois, Kansas, Kentucky, Michigan, Minnesota, New Mexico, North Carolina, Texas and Wisconsin. Spc is a business based in Ann Arbor, MI. The firm has offices in 426 locations and a total of 610 employees. It oversees $6 billion in assets under management across its 34,594 client accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm provides financial advisory services to 20 charities and foundations. Of its 34,594 client accounts, just 8% are associated with high-net-worth clients who have greater than $1 million in assets. Spc performs a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management largely vary depending on which service is offered. However, fees billed by Spc most likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

9 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

9380 Station Street Suite 535
Lone Tree, CO 80124

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Spc Brokerage Details

Total Assets Under Management

$5,964,256,852

CO Average: $943,424,332
Total Number of Employees

610

CO Average: 21
Total Number of Accounts

34,594

CO Average: 1,586
Average Account Size

$172,407

CO Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Richard Steigerwald Work History

Richard has been registered as a financial advisor for 9 years.*

2014 - Present (10 years)

Sigma Financial Corporation

2014 - Present (10 years)

Sigma Planning Corporation

2010 - 2014 (4 years)

Ameriprise Financial Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Steigerwald to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Spc

Kevin Howard
Novi, MI
Steven Abbey
Dallas, TX
Chad Hyllested
Colorado Springs, CO
Mark Sumner
Ann Arbor, MI
Kyle Aschliman
Fort Wayne, IN
Mikel Rosenberry
Fort Lauderdale, FL
Kirk Sempsrott
East Lansing, MI
Patrick Shope
Ann Arbor, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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