Robert
Scott

Lpl Financial LLC

CRD#1960904
Investment Advisor
in Pagosa Springs, CO

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About this Advisor

Robert Scott is a financial advisor who works in Pagosa Springs, Colorado with 5 years of industry experience. Scott is an employee of Lpl Financial LLC. Throughout their career, they have worked at Raymond James Financial Services, Raymond James Financial Services Advisors, Inc, Dsd Investments, LLC, Scott Strategic Investments and Lpl Financial, LLC. Scott holds Series 63 and Series 66 licenses, designating them as a securities broker, and can advise clients in Colorado and Texas. Lpl Financial LLC is a financial advisory firm based in Fort Mill, SC. The investment advisory business has offices in 9,898 locations and a total of 31,366 employees. It oversees $368 billion in total assets among its 1,688,501 accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm provides financial advisory services to 3,425 charitable organizations. Of its 1,688,501 accounts, 31% are associated with high-net-worth clients who have more than $1 million in assets available to invest. Lpl Financial LLC performs a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fees usually vary depending on which services the firm provides the client. Fees billed by Lpl Financial LLC likely are comprised of any combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

189 Talisman Dr Ste D
Pagosa Springs, CO 81147

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

CO Average: $646,059,043
Total Number of Employees

31,366

CO Average: 13
Total Number of Accounts

1,688,501

CO Average: 661
Average Account Size

$217,956

CO Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Robert Scott Work History

Robert has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Lpl Financial, LLC

2007 - Present (17 years)

Dsd Investments, LLC

2007 - Present (17 years)

Scott Strategic Investments

2009 - 2018 (9 years)

Raymond James Financial Services Advisors, Inc

2007 - 2018 (11 years)

Raymond James Financial Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Robert Scott to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
David Capitan
Hinsdale, IL
Brandi Hoover
Hattiesburg, MS
Robert Roar
Grayson, KY
Timothy Meyers
Wenatchee, WA
Ralph Shute
Richmond, IN
Michael Starensier
Fort Mill, SC
Sarah Pais
Dallas, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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