Roger
Given

Lpl Financial LLC

CRD#2198309
Investment Advisor
in Colorado Springs, CO

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About this Advisor

Roger Given is a financial advisor working out of Colorado Springs, Colorado who has 3 years of relevant experience. Given is an employee of Lpl Financial LLC. Over the course of their career, they have held roles at Roger Given Inc, Usafa, Avantax Investment Services, Inc, Office Space Rental, Avantax Advisory Services, Avantax Insurance Agency, LLC and Lpl Financial. Given has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Colorado and Texas. Lpl Financial LLC is a financial advisory firm operating out of Fort Mill, SC. It has offices in 9,898 locations and a total of 31,366 people on staff. It manages $368 billion in assets among its 1,688,501 client accounts, placing it among the biggest firms in the nation by assets under management. The firm advises 3,425 charitable organizations. Of its 1,688,501 customer accounts, 31% are associated with high-net-worth investors who have more than $1 million in assets. The advisory firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules typically vary depending on the type of services provided. Fees billed by Lpl Financial LLC can be comprised of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

Colorado Springs, CO

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

CO Average: $646,059,043
Total Number of Employees

31,366

CO Average: 13
Total Number of Accounts

1,688,501

CO Average: 661
Average Account Size

$217,956

CO Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Roger Given Work History

Roger has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Lpl Financial

2011 - Present (13 years)

Usafa

1992 - Present (32 years)

Office Space Rental

1990 - Present (34 years)

Roger Given Inc

1996 - 2020 (24 years)

Avantax Advisory Services

1994 - 2020 (26 years)

Avantax Insurance Agency, LLC

1992 - 2020 (28 years)

Avantax Investment Services, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Roger Given to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Michael Evans
Westerville, OH
Robert Notarfrancesco
Bridgeport, CT
Rebecca Chiccino
Charlestown, MA
Gregory Horn
Lawrenceburg, IN
Diane Winner
Ann Arbor, MI
James Mullen
The Villages, FL
Joseph Sarbello
Sea Girt, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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