Samuel
Henderson

Tiaa-Cref Individual & Institutional Services, LLC

CRD#5782289
Investment Advisor
in Denver, CO

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Samuel Henderson is a financial advisor who works in Denver, Colorado with 4 years of relevant experience. Henderson is currently employed by Tiaa-Cref Individual & Institutional Services, LLC. During their career, the advisor has held roles at J.P. Morgan Retirement Plan Services LLC, J.P. Morgan Institutional Investments Inc, Gwfs Equities, Inc, Fidelity Brokerage Services LLC, Financial Engines Advisors L.L.C, Mass Mutual Life Insurance Company, Mml Investors Services, LLC, Strategic Advisers, Inc, Tiaa and Tiaa-Cref Individual & Institutional Services, LLC. Henderson maintains Series 63 and Series 66 licenses, certifying them as a securities representative, and is registered to operate in Colorado and Texas. Tiaa-Cref Individual & Institutional Services, LLC is a firm that has its headquarters in New York, NY. It has offices in 136 locations and a total of 1,235 financial advisors. It controls $31 billion in assets among its 76,892 client accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm advises 22 charities and foundations. Of its 76,892 accounts, 62% are held by high-net-worth individuals who have more than $1 million in investable assets. Tiaa-Cref Individual & Institutional Services, LLC performs a few services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fee schedules vary depending on the type of financial services offered. Fees charged by Tiaa-Cref Individual & Institutional Services, LLC most likely include some blend of asset-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Office Location

1670 Broadway, Suite 3300 Denver Regional
Denver, CO 80202-5602

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$30,906,830,115

CO Average: $7,464,549,021
Total Number of Employees

1,235

CO Average: 88
Total Number of Accounts

76,892

CO Average: 3,892
Average Account Size

$401,951

CO Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Samuel Henderson Work History

Samuel has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Tiaa

2019 - Present (5 years)

Tiaa-Cref Individual & Institutional Services, LLC

2018 - 2019 (1 year)

Mass Mutual Life Insurance Company

2018 - 2019 (1 year)

Mml Investors Services, LLC

2017 - 2018 (1 year)

Financial Engines Advisors L.L.C

2015 - 2017 (2 years)

Strategic Advisers, Inc

2014 - 2014 (< 1 year)

Gwfs Equities, Inc

2014 - 2017 (3 years)

Fidelity Brokerage Services LLC

2010 - 2014 (4 years)

J.P. Morgan Retirement Plan Services LLC

2010 - 2014 (4 years)

J.P. Morgan Institutional Investments Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Samuel Henderson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Advice And Planning Services

Paul Bello
West Harrison, NY
Cara Sanchez
Chicago, IL
Rasheed Defense
New York, NY
Keval Amin
Charlotte, NC
Shawn Buys
Pittsburgh, PA
Mark Martin
Pineville, NC
Jeffrey Norton
Minneapolis, MN
Jeffrey Withington
Hanover, NH

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started