Sean
Gray

Spc

CRD#7309383
Investment Advisor
in Colorado Springs, CO

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About this Advisor

Sean Gray is a financial advisor working in Colorado Springs, Colorado, who has been in the advisory business for 10 years. Gray is an employee of Spc. Over the course of their career, Gray has held roles at Parkland Securities, Kaplan, Inc, Volunteer/Unemployed, King Soopers, Extended Travel/Unemployed, Washington State Department Of Health and Spc. Gray maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Colorado. Spc is a financial advisory business headquartered in Colorado Springs, Colorado. The investment advisory business has offices in 453 locations and a total of 628 financial advisors. It administers $7 billion in total assets between its 36,841 client accounts, placing it among the biggest firms in the nation by assets under management. The firm advises 22 charities and foundations. Of its 36,841 customer accounts, just 6% are held by high-net-worth individuals who have more than $1 million in investable assets. The business offers a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules depend on which service is provided. However, fee types charged by Spc likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

13540 Meadowgrass Drive Suite 210
Colorado Springs, CO 80921

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Spc Brokerage Details

Total Assets Under Management

$6,859,365,285

CO Average: $943,424,332
Total Number of Employees

628

CO Average: 21
Total Number of Accounts

36,841

CO Average: 1,586
Average Account Size

$186,188

CO Average: $594,845

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Sean Gray Work History

Sean has 10 years of experience.

2020 - Present (2 years)

Parkland Securities

2020 - Present (2 years)

Spc

2016 - Present (6 years)

Kaplan, Inc

2015 - 2016 (1 year)

Volunteer/Unemployed

2014 - 2015 (1 year)

King Soopers

2014 - 2014 (< 1 year)

Extended Travel/Unemployed

2012 - 2014 (2 years)

Washington State Department Of Health

Disclosures

Sean Gray has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Spc

Patrick Shope
Ann Arbor, MI
John O'Donnell
Lisle, IL
Charles Milliken
Ann Arbor, MI
Steven Kao
Austin, TX
Zachary Clark
Tecumseh, MI
Paul Wallin
San Antonio, TX
Brett Blair
Wylie, TX
Clinton Potts
Ann Arbor, MI

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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