Sheri
Dipaglia

Ubs Financial Services Inc

CRD#1354675
Investment Advisor
in Denver, CO
Are you Sheri Dipaglia? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Sheri Dipaglia is a certified financial planner who works in Denver, Colorado, who has 12 years of professional experience. Dipaglia is an employee of Ubs Financial Services Inc. Over the course of their career, Dipaglia has held roles at Ubs Financial Services Inc. Dipaglia holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to advise clients in Colorado. Ubs Financial Services Inc is a registered investment business that has its headquarters in Denver, Colorado. The firm has offices in 369 locations and a total of 13,402 financial advisors. It controls $496 billion in total assets among its 922,927 customer accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm serves 4,543 charitable organizations. Of its 922,927 client accounts, 52% belong to high-net-worth individuals who have more than $1 million in assets available to invest. The business has a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial management fees typically depend on the type of services. However, fee types billed by Ubs Financial Services Inc can include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

4600 S. Ulster Street -Suite 700 Metro Point One
Denver, CO 80202

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,090,415,121

CO Average: $10,121,009,343
Total Number of Employees

13,402

CO Average: 92
Total Number of Accounts

922,927

CO Average: 6,978
Average Account Size

$537,519

CO Average: $1,450,417

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Sheri Dipaglia Work History

Sheri has 12 years of experience.

2013 - Present (6 years)

Ubs Financial Services Inc

2006 - 2013 (7 years)

Ubs Financial Services Inc

Disclosures

Sheri Dipaglia has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started