Susan
Lubeck
Principal Securities, Inc
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About this Advisor
Susan Lubeck is a financial advisor working out of Denver, Colorado, who has 4 years of industry experience. Lubeck works at Principal Securities, Inc. Over the course of their career, they have held roles at Gwfs Equities, Inc, Cu Denver, Synchrony Financial (Ge Capital Spin Off), Principal Securities Inc and Principal Life Insurance Company. Lubeck holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can serve investors in Colorado. Principal Securities, Inc is an advisory company operating out of Des Moines, IA. It has offices in 350 locations and a total of 1,430 people on staff. It administers $9 billion in assets across its 46,075 customer accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm serves 34 charitable organizations. Of its 46,075 accounts, just 3% are associated with high-net-worth investors who have at least $1 million in assets. The firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services depend on which service is provided. However, fee types charged by Principal Securities, Inc most likely are comprised of some blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Susan Lubeck Work History
Susan has been registered as a financial advisor for 4 years.*
Principal Securities Inc
Principal Life Insurance Company
Gwfs Equities, Inc
Cu Denver
Synchrony Financial (Ge Capital Spin Off)
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Susan Lubeck to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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