Thiensa
Nguyen

Transamerica Financial Advisors, Inc

CRD#4479986
Investment Advisor
in Englewood, CO

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About this Advisor

Thiensa Nguyen is a financial advisor based in Englewood, Colorado with a total of 11 years of industry experience. Nguyen is currently employed by Transamerica Financial Advisors, Inc. The advisor has gained experience at World Financial Group, Inc, Benefit Mall, Servicios De La Raza, Asian Pacific Development Center, Transamerica Financial Advisors, Inc, Aurora Mental Health Center, Syracuse LLC, Jabez Prosperity Inc, Colonial Life, Roper Insurance, College Loan Freedom and Impact Legacy LLC. Nguyen maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to advise clients in Colorado and Texas. Transamerica Financial Advisors, Inc is a firm based in Saint Petersburg, FL. It has offices in 286 locations and a total of 1,235 people on staff. It administers $2 billion in total assets among its 59,659 accounts, placing it among the largest firms in the country by assets under management. The firm advises 18 charities and foundations. Of its 59,659 client accounts, just 2% belong to high-net-worth clients who have at least $1 million in assets available to invest. Transamerica Financial Advisors, Inc offers a broad array of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial management fee schedules largely are based on the type of financial services offered. Fee types charged by Transamerica Financial Advisors, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

11 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets

Office Location

10303 E. Dry Creek Road Suite 110
Englewood, CO 80112

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,815,425,709

CO Average: $1,855,561,029
Total Number of Employees

1,235

CO Average: 62
Total Number of Accounts

59,659

CO Average: 2,474
Average Account Size

$30,430

CO Average: $750,025

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Thiensa Nguyen Work History

Thiensa has been registered as a financial advisor for 11 years.*

2021 - Present (3 years)

Impact Legacy LLC

2020 - Present (4 years)

College Loan Freedom

2017 - Present (7 years)

Jabez Prosperity Inc

2017 - Present (7 years)

Colonial Life

2017 - Present (7 years)

Roper Insurance

2012 - Present (12 years)

Transamerica Financial Advisors, Inc

2001 - Present (23 years)

World Financial Group, Inc

2017 - 2022 (5 years)

Syracuse LLC

2012 - 2019 (7 years)

Asian Pacific Development Center

2012 - 2019 (7 years)

Aurora Mental Health Center

2010 - 2014 (4 years)

Benefit Mall

2010 - 2019 (9 years)

Servicios De La Raza

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thiensa Nguyen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transamerica Financial Advisors, Inc

Patrick Dailey
Rancho Santa Margarita, CA
Robin Corley
Falls Church, VA
Edward Peterson
Plano, TX
Michael Burns
Braintree, MA
Diego Conejo
Pasadena, CA
Weihua Wu
Irvine, CA
Chad Tacia
San Antonio, TX
Raul Reyes
Woodland Hills, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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