Thomas
Pilkington

Royal Alliance Associates, Inc

CRD#1523032
Investment Advisor
in Windsor, CO

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About this Advisor

Thomas Pilkington is a financial advisor based in Windsor, Colorado who has 5 years of relevant experience. Pilkington is an advisor for Royal Alliance Associates, Inc. During their career, the advisor has held roles at Tom Pilkington Financial Services, Transamerica Financial Advisors, Inc, Signator Investors, Inc and Royal Alliance Associates, Inc. Pilkington has a Series 63 license, designating them as a securities representative, and is able to work in Colorado, District Of Columbia and Texas. Royal Alliance Associates, Inc is a financial advisory business based out of Jersey City, NJ. The investment advisory business has offices in 1,009 locations and a total of 3,704 people on staff. It handles $30 billion in assets among its 149,233 customer accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm provides services to 191 charities and foundations. Of its 149,233 accounts, just 11% belong to high-net-worth investors who have more than $1 million in assets. Royal Alliance Associates, Inc performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees typically are based on the type of services. Fee types charged by Royal Alliance Associates, Inc may include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

Windsor, CO

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

CO Average: $10,121,009,343
Total Number of Employees

3,704

CO Average: 92
Total Number of Accounts

149,233

CO Average: 6,978
Average Account Size

$197,920

CO Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Thomas Pilkington Work History

Thomas has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Royal Alliance Associates, Inc

2016 - 2018 (2 years)

Signator Investors, Inc

1995 - 2016 (21 years)

Transamerica Financial Advisors, Inc

1983 - 2019 (36 years)

Tom Pilkington Financial Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Pilkington to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Trisha Qualy
St Louis Park, MN
Joel Morales
Wesley Chapel, FL
Samuel Clark
South Jordan, UT
David Whitfield
Mishawaka, IN
Joshua Harper
South Jordan, UT
Austen Harvey
Jersey City, NJ
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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