Alan
Rothstein
Asset Strategies, Inc
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About this Advisor
Alan Rothstein is a personal financial specialist operating out of Avon, Connecticut with a total of 21 years of relevant experience. Rothstein is on the advisory team at Asset Strategies, Inc. Their career trajectory has included roles at Asset Strategies, Inc and Rothstein And Company, LLC. Rothstein is registered to work in Connecticut, New York and Texas. Asset Strategies, Inc is a registered investment business that has its headquarters in Avon, CT. The company has a total of 10 advisors. It handles $141 million in assets between its 144 customer accounts, placing it among the mid-sized financial advisory firms in the country by assets under management. Of its 144 customer accounts, 30% are associated with high-net-worth investors who have greater than $1 million in assets. The advisory firm performs a few services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees charged by financial advisors typically are based on which service is provided. However, fees billed by Asset Strategies, Inc can include asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Asset Strategies, Inc Brokerage Details
$140,582,461
10
144
$976,267
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Alan Rothstein Work History
Alan has been registered as a financial advisor for 21 years.*
Asset Strategies, Inc
Rothstein And Company, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Alan Rothstein to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Asset Strategies, Inc
Avon, CT
Avon, CT
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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