Alexander
Yee
Principal Asset Management
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About this Advisor
Alexander Yee is a financial advisor who works in Stamford, Connecticut, with 1 year of industry experience. Yee works at Principal Asset Management. During their career, the advisor has held roles at Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services, LLC, Timothy Szlosek, Fairfield University, Franklin Distributors LLC, Legg Mason & Co and Principal Funds Distributors. Yee holds Series 63 and Series 66 licenses, designating them as a securities broker, and is registered to operate in Connecticut. Principal Asset Management is a financial advisory business that has its headquarters in Des Moines, IA. The firm has offices in 23 locations and a total of 1,925 employees. It administers $279 billion in assets under management among its 13,656 customer accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm serves 500 charities and foundations. Of its 13,656 customer accounts, just 2% are associated with high-net-worth investors who have at least $1 million in investable assets. Principal Asset Management offers a number of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Financial management fees typically depend on which services the firm provides the client. Fee types charged by Principal Asset Management likely are comprised of any combination of asset-based, fixed, performance-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Asset Management Brokerage Details
$279,108,496,692
1,925
13,656
$20,438,525
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
- Other
Alexander Yee Work History
Alexander has been registered as a financial advisor for 1 years.*
Principal Funds Distributors
Fairfield University
Franklin Distributors LLC
Legg Mason & Co
Northwestern Mutual Life Insurance Company
Northwestern Mutual Investment Services, LLC
Timothy Szlosek
Fairfield University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Alexander Yee to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Asset Management
Austin, TX
Des Moines, IA
Des Moines, IA
Folsom, CA
Overland Park, KS
Des Moines, IA
Houston, TX
Hyde Park, OH
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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