Carlos
Garcia

Kovack Advisors, Inc

CRD#2635960
Investment Advisor
in Westport, CT

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About this Advisor

Carlos Garcia is a financial advisor based in Westport, Connecticut, working with Kovack Advisors, Inc. Carlos has previously held positions at Kovack Securities, Inc and Kovack Advisors, Inc. Carlos has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Connecticut, South Carolina, and Texas. Currently, Carlos is part of Kovack Advisors, Inc, which operates out of Westport, Connecticut. The firm has 205 offices and 315 employees. The firm manages assets totaling $4.3 billion and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and selection of other advisers. The fee structure at Kovack Advisors, Inc includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

Westport, CT

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Kovack Advisors, Inc Brokerage Details

Total Assets Under Management

$4,287,822,781

CT Average: $1,855,561,029
Total Number of Employees

315

CT Average: 62
Total Number of Accounts

18,409

CT Average: 2,474
Average Account Size

$232,920

CT Average: $750,025

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Carlos Garcia Work History

2012 - Present (12 years)

Kovack Securities, Inc

2012 - Present (12 years)

Kovack Advisors, Inc

Disclosures

Please visit the SEC profile of Carlos Garcia to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Kovack Advisors, Inc

Kevin Connor
Jupiter, FL
Joseph Gallagher
Fort Lauderdale, FL
Alicia Alvarez
Fort Lauderdale, FL
Aaron Herman
Fort Lauderdale, FL
Timothy Waller
Fort Lauderdale, FL
Harold Soria
Fort Lauderdale, FL
Paul Dobler
Fort Lauderdale, FL
Christopher Yarosh
Fort Lauderdale, FL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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