Carol
Galpeer

Cetera Advisors LLC

CRD#839249
Investment Advisor
in Norwalk, CT

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About this Advisor

Carol Galpeer is a financial advisor operating out of Norwalk, Connecticut who has 7 years of industry experience. Galpeer currently works for Cetera Advisors LLC. Galpeer has gained experience at Investors Capital Corporation and Cetera Advisors LLC. Galpeer has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can serve investors in Connecticut. Cetera Advisors LLC is a financial advisory company based in Englewood, CO. It has offices in 692 locations and a total of 1,047 people on staff. It controls $21 billion in total assets among its 90,646 client accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm provides financial advice to 294 charities and foundations. Of its 90,646 customer accounts, 26% are associated with high-net-worth investors who have at least $1 million in assets available to invest. The advisory firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically are based on which service is offered. However, fee types billed by Cetera Advisors LLC can be comprised of some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

Norwalk, CT

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Cetera Advisors LLC Brokerage Details

Total Assets Under Management

$21,227,977,082

CT Average: $2,349,664,866
Total Number of Employees

1,047

CT Average: 28
Total Number of Accounts

90,646

CT Average: 1,101
Average Account Size

$234,185

CT Average: $2,134,119

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Carol Galpeer Work History

Carol has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Cetera Advisors LLC

2008 - 2016 (8 years)

Investors Capital Corporation

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Carol Galpeer to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Advisors LLC

Michael Rousseau
Westborough, MA
Nancy Gallagher
Midlothian, VA
Elyse Jurman
Boca Raton, FL
William Lucas
Missoula, MT
Iain Reilly
San Diego, CA
Katie-Lee Kallin
Westborough, MA
John Peyton
Lake Oswego, OR
Randy Roesler
Franklin, WI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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