Charles
Failla
Sovereign Financial Group, Inc
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About this Advisor
Charles Failla is a certified financial planner based in Stamford, Connecticut with a total of 4 years of relevant experience. Failla is an employee of Sovereign Financial Group, Inc. The advisor has gained experience at Sovereign Financial Group, Inc, Raymond James Financial Services Advisors, Inc, Insurance-Non Variable, Real Estate, Mill River One LLC, Sovereign Realty One L.P and Cps Elite Advisors Insurance Services. Failla maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to advise clients in Connecticut and Texas. Sovereign Financial Group, Inc is a business operating out of Stamford, CT. The investment advisory business has offices in 12 locations and a total of 21 financial advisors. It controls $600 million in assets under management between its 2,525 accounts, making it one of the bigger financial advisory firms in the United States by assets under management. The firm provides financial advisory services to six charities and foundations. Of its 2,525 client accounts, 19% are held by high-net-worth clients who have at least $1 million in assets available to invest. The company offers a set of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fees typically are based on which services are offered. Fees charged by Sovereign Financial Group, Inc can include any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sovereign Financial Group, Inc Brokerage Details
$599,464,093
21
2,525
$237,412
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Charles Failla Work History
Charles has been registered as a financial advisor for 4 years.*
Cps Elite Advisors Insurance Services
Sovereign Realty One L.P
Mill River One LLC
Real Estate
Insurance-Non Variable
Sovereign Financial Group, Inc
Raymond James Financial Services Advisors, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Charles Failla to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sovereign Financial Group, Inc
Colorado Springs, CO
Omaha, NE
Hudson, NY
Morrisville, PA
Stamford, CT
Stamford, CT
Smithtown, NY
Wethersfield, CT
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
