Cy
Hess

Cetera Investment Advisers LLC

CRD#4614655
Investment Advisor
in West Hartford, CT

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Cy Hess is a chartered financial analyst who works in West Hartford, Connecticut. Hess works at Cetera Investment Advisers LLC. During their career, the advisor has held roles at Prudential, Prudential Investment Management Services, LLC, Massmutual Life Insurance Company, Mml Investors Services, LLC, Cetera Financial Specialists LLC, Riverside Retirement Advisors, LLC, Cetera Investment Advisers LLC, Securities America, Inc and The Patriot Financial Group, LLC. Hess has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in Connecticut and Texas. Cetera Investment Advisers LLC is a business that has its headquarters in Schaumburg, IL. It has offices in 1,614 locations and a total of 3,094 employees. It administers $33 billion in assets under management among its 176,986 accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm serves 431 charitable organizations. Of its 176,986 customer accounts, 23% are associated with high-net-worth individuals who have more than $1 million in assets. The advisory firm provides a broad assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees typically are based on which services the firm provides the client. Fees billed by Cetera Investment Advisers LLC may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, Chartered Financial Analyst

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1034 Farmington Ave Floor 3
West Hartford, CT 06107

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$33,356,369,941

CT Average: $6,674,516,078
Total Number of Employees

3,094

CT Average: 44
Total Number of Accounts

176,986

CT Average: 2,564
Average Account Size

$188,469

CT Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Cy Hess Work History

Cy has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Cetera Investment Advisers LLC

2022 - Present (2 years)

Cetera Financial Specialists LLC

2018 - Present (6 years)

Riverside Retirement Advisors, LLC

2018 - Present (6 years)

The Patriot Financial Group, LLC

2018 - 2022 (4 years)

Securities America, Inc

2013 - 2018 (5 years)

Massmutual Life Insurance Company

2013 - 2018 (5 years)

Mml Investors Services, LLC

2010 - 2013 (3 years)

Prudential

2010 - 2013 (3 years)

Prudential Investment Management Services, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Cy Hess to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Michael Nelson
Anaheim, CA
Stuart Wilson
Athens, AL
Howard Hsieh
Irvine, CA
Michelle Yang
San Marino, CA
Joseph Charron
Oklahoma City, OK
Randall Scott
Knoxville, TN
Robert Bodnar
Pittsburgh, PA
Allan Proske
Freehold, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started