Daniel
Ballou

Connecticut Wealth Management, LLC

CRD#6005113
Investment Advisor
in Farmington, CT

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About this Advisor

Daniel Ballou is a certified financial planner who lives in Farmington, Connecticut. Currently an advisor at Connecticut Wealth Management, LLC, Ballou has 13 years of practice in the financial advisory industry. Ballou has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Ballou is registered to operate in Connecticut. Their career trajectory has included roles at Putnam Retail Management, Town Of Barnstable, Morgan Keegan, University Of Miami, Enterprise Rent-A-Car and Connecticut Wealth Management, LLC. Connecticut Wealth Management, LLC is located in Farmington, Connecticut. In aggregate, Connecticut Wealth Management, LLC oversees $703 million in assets throughout 1,355 accounts and employs 17 staff members. The amount of assets the firm manages makes it one of the larger financial advisory firms in the nation. The firm manages 1,327 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 29% of the advisory firm's clients are high-net-worth individuals, meaning they have more than $1 million in investable assets. Connecticut Wealth Management, LLC provides financial planning services, portfolio management for individuals and small businesses and other services. The firm may charge clients asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Other

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

281 Farmington Avenue
Farmington, CT 06032-1911

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Connecticut Wealth Management, LLC Brokerage Details

Total Assets Under Management

$703,183,578

CT Average: $5,297,377,271
Total Number of Employees

17

CT Average: 35
Total Number of Accounts

1,355

CT Average: 690
Average Account Size

$518,955

CT Average: $7,677,358

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other

Daniel Ballou Work History

Daniel has 14 years of experience.

2019 - Present (1 year)

Connecticut Wealth Management, LLC

2012 - 2019 (7 years)

Putnam Retail Management

2012 - 2012 (< 1 year)

Town Of Barnstable

2011 - 2012 (1 year)

Morgan Keegan

2011 - 2012 (1 year)

University Of Miami

2011 - 2011 (< 1 year)

Enterprise Rent-A-Car

2008 - 2011 (3 years)

University Of Miami

2006 - 2010 (4 years)

Town Of Barnstable

Disclosures

Daniel Ballou has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Connecticut Wealth Management, LLC

William Horigan
Farmington, CT
Labib Fasihuddin
Farmington, CT
Denis Horrigan
Farmington, CT
Michael Fernandes
Farmington, CT
Emily Wood
Farmington, CT
Jarrett Solomon
Farmington, CT
Martha Hardison
Farmington, CT
Kailee Ostroski
Farmington, CT

This content was compiled from the SEC and FINRA.

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