David
Guardia

Lpl Financial LLC

CRD#4500284
Investment Advisor
in Newington, CT

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About this Advisor

David Guardia is a financial advisor operating in Newington, Connecticut, with a total of 10 years of work experience. Guardia is an advisor for Lpl Financial LLC. They have spent their complete career at Lpl Financial Llc. Guardia holds Series 63 and Series 66 licenses, which qualify them as a securities representative, and is able to work in Connecticut. Lpl Financial LLC is a financial advisory company based out of Newington, Connecticut. It has offices in 9,898 locations and a total of 28,744 advisors. It manages $404 billion in assets under management between its 1,517,995 customer accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm serves 3,162 charities and foundations. Of its 1,517,995 accounts, 31% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. The business provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fees typically depend on the type of financial services. Fee types billed by Lpl Financial LLC most likely are comprised of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

100 Market Square, Unit 16
Newington, CT 06111

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$404,176,194,148

CT Average: $646,059,043
Total Number of Employees

28,744

CT Average: 13
Total Number of Accounts

1,517,995

CT Average: 661
Average Account Size

$266,257

CT Average: $977,396

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

David Guardia Work History

David has 10 years of experience.

2012 - Present (10 years)

Lpl Financial

Disclosures

David Guardia has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Jonathan Davis
Spokane, WA
Anthony Velarde
Oxnard, CA
Shaun Soukenik
Santa Ana, CA
Suzanne Kent
Fort Mill, SC
Stephen Meuris
San Francisco, CA
Angela Curtis
Dayton, OH
Renee Baggay
San Diego, CA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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