David
Wallach

Brokers International Financial Services, LLC

CRD#2238755
Investment Advisor
in New Haven, CT

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About this Advisor

David Wallach is a financial advisor operating out of New Haven, Connecticut with 1 year of relevant experience. Wallach works at Brokers International Financial Services, LLC. Over the course of their career, Wallach has held roles at Uvest Financial Services Group, Inc, Webster Bank, Carmax, Securities America Advisors, Lpl Financial LLC and Securities America Inc. Wallach maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to work in Connecticut and Florida. Brokers International Financial Services, LLC is an advisory firm that has its headquarters in Urbandale, IA. The company has offices in 120 locations and a total of 224 financial advisors. It handles $1 billion in total assets across its 9,114 customer accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm advises 10 charitable organizations. Of its 9,114 accounts, just 3% belong to high-net-worth investors who have more than $1 million in assets. The advisory firm performs a wide array of services, such as portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. Financial management fees typically are based on which service is provided. However, fees billed by Brokers International Financial Services, LLC most likely consist of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

66 Anderson Street
New Haven, CT 06511

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Brokers International Financial Services, LLC Brokerage Details

Total Assets Under Management

$1,360,141,295

CT Average: $9,259,360,772
Total Number of Employees

224

CT Average: 166
Total Number of Accounts

9,114

CT Average: 7,189
Average Account Size

$149,236

CT Average: $1,287,990

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

David Wallach Work History

David has been registered as a financial advisor for 1 years.*

2017 - Present (7 years)

Carmax

2016 - Present (8 years)

Securities America Advisors

2016 - Present (8 years)

Securities America Inc

2011 - Present (13 years)

Lpl Financial LLC

2010 - Present (14 years)

Uvest Financial Services Group, Inc

2010 - Present (14 years)

Webster Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Wallach to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Brokers Financial

Andrei Murphy
Urbandale, IA
Melody Juge
Flat Rock, NC
Robert Read
Saint Charles, MO
Charlie Gipple
Johnston, IA
Jonathan Bath
Easton, PA
Angie Trandai
Urbandale, IA
Gary Bondy
West Des Moines, IA
Mihailo Jovanovic
Urbandale, IA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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