David
Wren
Sovereign Financial Group, Inc
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About this Advisor
David Wren is a certified financial planner working in Stamford, Connecticut who has 2 years of relevant experience. Wren works at Sovereign Financial Group, Inc. Their career trajectory has included roles at Raymond James Financial Services, Inc, New York Long Term Care Brokers, LTD, Arden Holdings, LLC, Raymond James Financial Services Advisors Inc, High Rock Holdings, LLC and Sovereign Financial Group, Inc. Wren has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in New York. Sovereign Financial Group, Inc is a firm headquartered in Stamford, CT. The firm has offices in 12 locations and a total of 21 advisors. It has $600 million in total assets between its 2,525 customer accounts, placing it among the larger investment advisory firms in the nation by assets under management. The firm advises six charities and foundations. Of its 2,525 client accounts, 19% belong to high-net-worth clients who have at least $1 million in assets. The company provides a few services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial management fees depend on which services the firm provides the client. However, fees billed by Sovereign Financial Group, Inc likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sovereign Financial Group, Inc Brokerage Details
$599,464,093
21
2,525
$237,412
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
David Wren Work History
David has been registered as a financial advisor for 2 years.*
Sovereign Financial Group, Inc
High Rock Holdings, LLC
Arden Holdings, LLC
New York Long Term Care Brokers, LTD
Raymond James Financial Services Advisors Inc
Raymond James Financial Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Wren to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sovereign Financial Group, Inc
Colorado Springs, CO
Omaha, NE
Hudson, NY
Morrisville, PA
Stamford, CT
Stamford, CT
Smithtown, NY
Wethersfield, CT
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
