Lpl Financial LLC
About this Advisor
Denise Filardo is a financial advisor who works out of Hamden, Connecticut, who has been in the advisory business for 11 years. Filardo is an employee of Lpl Financial LLC. During their career, Filardo has held roles at Various Insurance Carriers For W & R Insurance Agencies, Waddell & Reed, Inc, Mark Stevens, Stevens Group Financial Services LLC, Stevens Group Financial Services (Dba), Joseph Mcdonagh, Denise Filardo and Lpl Financial LLC. Filardo holds Series 63 and Series 66 licenses, certifying them as a securities representative, and can advise clients in Connecticut. Lpl Financial LLC is a financial advisory firm operating out of Hamden, Connecticut. The firm has offices in 9,898 locations and a total of 28,744 financial advisors. It handles $404 billion in assets under management among its 1,517,995 customer accounts, placing it among the biggest firms in the nation by assets under management. The firm provides financial advisory services to 3,162 charitable organizations. Of its 1,517,995 customer accounts, 31% are held by high-net-worth investors who have greater than $1 million in assets available to invest. Lpl Financial LLC offers a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fee schedules usually vary depending on the type of financial services offered. However, fees charged by Lpl Financial LLC most likely are comprised of some blend of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Lpl Financial LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Denise Filardo Work History
Denise has 11 years of experience.
Lpl Financial LLC
Stevens Group Financial Services LLC
Stevens Group Financial Services (Dba)
Various Insurance Carriers For W & R Insurance Agencies
Waddell & Reed, Inc
Denise Filardo has no disclosures.
Please visit their SEC profile for more details.
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The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
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