Denise
Filardo

Lpl Financial LLC

CRD#1254146
Investment Advisor
in Hamden, CT

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About this Advisor

Denise Filardo is a financial advisor who works out of Hamden, Connecticut, who has been in the advisory business for 11 years. Filardo is an employee of Lpl Financial LLC. During their career, Filardo has held roles at Various Insurance Carriers For W & R Insurance Agencies, Waddell & Reed, Inc, Mark Stevens, Stevens Group Financial Services LLC, Stevens Group Financial Services (Dba), Joseph Mcdonagh, Denise Filardo and Lpl Financial LLC. Filardo holds Series 63 and Series 66 licenses, certifying them as a securities representative, and can advise clients in Connecticut. Lpl Financial LLC is a financial advisory firm operating out of Hamden, Connecticut. The firm has offices in 9,898 locations and a total of 28,744 financial advisors. It handles $404 billion in assets under management among its 1,517,995 customer accounts, placing it among the biggest firms in the nation by assets under management. The firm provides financial advisory services to 3,162 charitable organizations. Of its 1,517,995 customer accounts, 31% are held by high-net-worth investors who have greater than $1 million in assets available to invest. Lpl Financial LLC offers a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fee schedules usually vary depending on the type of financial services offered. However, fees charged by Lpl Financial LLC most likely are comprised of some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

2319 Whitney Ave; Ste 3D
Hamden, CT 06518

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$404,176,194,148

CT Average: $646,059,043
Total Number of Employees

28,744

CT Average: 13
Total Number of Accounts

1,517,995

CT Average: 661
Average Account Size

$266,257

CT Average: $977,396

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Denise Filardo Work History

Denise has 11 years of experience.

2021 - Present (1 year)

Lpl Financial LLC

2018 - 2021 (3 years)

Joseph Mcdonagh

2017 - 2017 (< 1 year)

Joseph Mcdonagh

2016 - 2021 (5 years)

Stevens Group Financial Services LLC

2016 - 2018 (2 years)

Stevens Group Financial Services (Dba)

2015 - 2021 (6 years)

Denise Filardo

2014 - 2021 (7 years)

Mark Stevens

2011 - 2021 (10 years)

Various Insurance Carriers For W & R Insurance Agencies

2011 - 2021 (10 years)

Waddell & Reed, Inc

Disclosures

Denise Filardo has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Paul Goeke
Saint Louis, MO
Jonathan Davis
Spokane, WA
Tyler Atkinson
Bellevue, WA
Anthony Velarde
Oxnard, CA
Anthony Rue
San Diego, CA
Bret Edensword
Seattle, WA
Ruthanna Goodman
Louisville, KY

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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