Derek
Slovak

Morgan Stanley

CRD#5198874
Investment Advisor
in Greenwich, CT

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About this Advisor

Derek Slovak is a financial advisor who works out of Greenwich, Connecticut with 1 year of industry experience. Slovak currently works for Morgan Stanley. Over the course of their career, they have held roles at Ubs Financial Services Inc, Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC and Morgan Stanley. Slovak holds Series 63 and Series 66 licenses, which qualify them as a securities representative, and is approved to work in Connecticut and Texas. Morgan Stanley is a company that has its headquarters in Purchase, NY. The company has offices in 930 locations and a total of 28,000 employees. It has $1 trillion in total assets between its 2,233,188 accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm provides financial advice to 30,383 charitable organizations. Of its 2,233,188 customer accounts, just 1% belong to high-net-worth individuals who have at least $1 million in investable assets. The business performs a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advisory services usually are based on the services offered. Fees charged by Morgan Stanley likely include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

One Fawcett Place
Greenwich, CT 06830

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Morgan Stanley Brokerage Details

Total Assets Under Management

$1,185,061,196,999

CT Average: $7,464,549,021
Total Number of Employees

28,000

CT Average: 88
Total Number of Accounts

2,233,188

CT Average: 3,892
Average Account Size

$530,659

CT Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Derek Slovak Work History

Derek has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Morgan Stanley

2016 - 2022 (6 years)

Wells Fargo Clearing Services, LLC

2015 - 2016 (1 year)

Wells Fargo Advisors LLC

2008 - 2015 (7 years)

Ubs Financial Services Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Derek Slovak to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Morgan Stanley

Daniel Evans
New York, NY
Johnny Williams
Columbia, SC
Russell Huebschle
Oakland, CA
Allan House
Baltimore, MD
Charles Doering
Walnut Creek, CA
Janelle Williams
Billings, MT
Calvin Mason
Pueblo, CO
Melissa Moyer
Blue Bell, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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