Cetera Advisor Networks LLC

Investment Advisor
in Somers, CT

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About this Advisor

Douglas Neiman is a financial advisor based out of Somers, Connecticut who has 2 years of industry experience. Neiman is an employee of Cetera Advisor Networks LLC. Over the course of their career, Neiman has held roles at Mml Investors Services, Inc, Massmutual Financial Group, West Highland Investmentmanagement, Essex Securities LLC, Voya Financial Advisors, Inc, Cetera Advisor Networks LLC, Cetera Investment Services LLC, Cetera Financial Specialists, First Allied Securities, Inc and Cetera Advisors LLC. Neiman holds Series 63 and Series 66 licenses, certifying them as a securities representative, and is approved to advise clients in California, Connecticut and Texas. Cetera Advisor Networks LLC is a firm headquartered in El Segundo, CA. The firm has offices in 889 locations and a total of 2,881 employees. It manages $47 billion in assets between its 192,956 accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm serves 664 charitable organizations. Of its 192,956 accounts, 27% are held by high-net-worth clients who have greater than $1 million in assets available to invest. The firm provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees are based on the type of financial services offered. Fee types billed by Cetera Advisor Networks LLC likely consist of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

Somers, CT

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Cetera Advisor Networks LLC Brokerage Details

Total Assets Under Management


CT Average: $7,578,581,321
Total Number of Employees


CT Average: 43
Total Number of Accounts


CT Average: 3,727
Average Account Size


CT Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Douglas Neiman Work History

Douglas has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Cetera Advisor Networks LLC

2021 - Present (3 years)

Cetera Investment Services LLC

2021 - Present (3 years)

Cetera Financial Specialists

2021 - Present (3 years)

Cetera Advisors LLC

2021 - 2022 (1 year)

First Allied Securities, Inc

2015 - 2021 (6 years)

Voya Financial Advisors, Inc

2014 - 2018 (4 years)

West Highland Investmentmanagement

2014 - 2015 (1 year)

Essex Securities LLC

2004 - 2013 (9 years)

Mml Investors Services, Inc

2004 - 2013 (9 years)

Massmutual Financial Group

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Douglas Neiman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Advisor Networks LLC

Jeffrey Parkin
Vancouver, WA
Pamela Rosse
Concord, CA
Gregory Jahnke
Sutton, NE
Frank Gargano
Neptune, NJ
Ian Lee
Concord, CA
Thomas Taylor
El Segundo, CA
Ernest Mathewson
Florham Park, NJ
Suzanne Baxter
Oklahoma City, OK

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

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