Eric
Bergenn
Kestra Advisory Services, LLC
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About this Advisor
Eric Bergenn is a financial advisor based in West Hartford, Connecticut, with a total of 1 year of relevant experience. Bergenn works at Kestra Advisory Services, LLC. Throughout their career, Bergenn has worked at First Investors Corporation, Central Connecticut State University, Foresters Financial Services, Foresters Advisory Services, Mml Investors Services, Mass Mutual Life Insurance Company, Kestra Investment Services, LLC and Kestra Advisory Services, LLC. Bergenn maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in Connecticut. Kestra Advisory Services, LLC is a company based in Austin, TX. It has offices in 544 locations and a total of 1,311 people on staff. It controls $42 billion in assets under management across its 140,407 customer accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm provides services to 132 charities and foundations. Of its 140,407 accounts, 17% belong to high-net-worth individuals who have more than $1 million in assets. Kestra Advisory Services, LLC offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fees usually depend on which services the firm provides the client. Fee types billed by Kestra Advisory Services, LLC may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Kestra Advisory Services, LLC Brokerage Details
$41,795,124,579
1,311
140,407
$297,671
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Eric Bergenn Work History
Eric has been registered as a financial advisor for 1 years.*
Kestra Investment Services, LLC
Kestra Advisory Services, LLC
Mml Investors Services
Mass Mutual Life Insurance Company
Foresters Advisory Services
Foresters Financial Services
Foresters Financial Services
First Investors Corporation
First Investors Corporation
First Investors Corporation
Central Connecticut State University
Central Connecticut State University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Eric Bergenn to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Kestra Advisory Services, LLC
Phoenix, AZ
Richland, WA
Austin, TX
Lincoln, NE
Austin, TX
Austin, TX
Saint Paul, MN
Lutherville Timonium, MD
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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