Eric
Carter

Ubs Financial Services Inc

CRD#4194216
Investment Advisor
in Westport, CT

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About this Advisor

Eric Carter is a financial advisor working in Westport, Connecticut with a total of 23 years of relevant experience. Carter works at Ubs Financial Services Inc. They have been an employee of Ubs Financial Services Inc for their whole career. Carter maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Connecticut and Texas. Ubs Financial Services Inc is a financial advisory firm based in Weehawken, NJ. The firm has offices in 369 locations and a total of 13,059 people on staff. It oversees $601 billion in assets across its 1,077,471 accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm provides financial advice to 8,062 charitable organizations. Of its 1,077,471 accounts, 65% are associated with high-net-worth investors who have at least $1 million in investable assets. The firm provides a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees for financial management typically are based on which services are provided. Fee types charged by Ubs Financial Services Inc likely include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

23 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

8 Wright Street
Westport, CT 06880-4701

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$600,808,847,012

CT Average: $10,121,009,343
Total Number of Employees

13,059

CT Average: 92
Total Number of Accounts

1,077,471

CT Average: 6,978
Average Account Size

$557,610

CT Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Eric Carter Work History

Eric has been registered as a financial advisor for 23 years.*

2000 - Present (24 years)

Ubs Financial Services Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Eric Carter to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ubs Financial Services Inc

Janine Klein
Miami, FL
David Coleman
Short Hills, NJ
Karyn Laughrun
Asheville, NC
Donald Rosenthal
Short Hills, NJ
Eric Delagarza
Watertown, NY
Michael Tusing
Chesterfield, MO
Seth Ripple
Miami, FL
John Mccolskey
Atlanta, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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