Felix
Serrano

Cambridge Investment Research Advisors, Inc

CRD#4195677
Investment Advisor
in Norwalk, CT

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About this Advisor

Felix Serrano is a certified financial planner based out of Norwalk, Connecticut with 10 years of industry experience. Serrano is an advisor for Cambridge Investment Research Advisors, Inc. During their career, the advisor has held roles at Westport Resources Investment Services, Inc, Cambridge Investment Research, Inc and Cambridge Investment Research Advisors, Inc. Serrano holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to operate in Connecticut and Texas. Cambridge Investment Research Advisors, Inc is a company that has its headquarters in Fairfield, IA. It has offices in 2,023 locations and a total of 3,352 employees. It oversees $82 billion in assets across its 461,370 accounts, making it one of the biggest firms in the nation by assets under management. The firm provides services to six charities and foundations. Of its 461,370 client accounts, just 10% belong to high-net-worth individuals who have more than $1 million in assets available to invest. Cambridge Investment Research Advisors, Inc offers a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Fees charged by financial advisors vary depending on which services the firm provides the client. However, fees billed by Cambridge Investment Research Advisors, Inc most likely consist of any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

50 Washington St 7Th Floor
Norwalk, CT 06854

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$82,427,818,654

CT Average: $9,259,360,772
Total Number of Employees

3,352

CT Average: 166
Total Number of Accounts

461,370

CT Average: 7,189
Average Account Size

$178,659

CT Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

Felix Serrano Work History

Felix has been registered as a financial advisor for 10 years.*

2013 - Present (11 years)

Cambridge Investment Research, Inc

2013 - Present (11 years)

Cambridge Investment Research Advisors, Inc

2009 - 2013 (4 years)

Westport Resources Investment Services, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Felix Serrano to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cambridge Investment Research Advisors, Inc

Richard Habel
Salt Lake City, UT
Stacy Robinson
South Haven, MI
Laurie Taylor
Ormond Beach, FL
Herbert Modrak
Glen Allen, VA
Winston Malone
Roanoke, TX
Enrico Bawar
Staten Island, NY
James Hinson
Brentwood, TN
Crescencio Alvarez
Fairfield, IA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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