Royal Alliance Associates, Inc

Investment Advisor
in Rocky Hill, CT

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About this Advisor

Frederick Trotta is a financial advisor operating out of Rocky Hill, Connecticut, who has been in the financial industry for 10 years. Trotta currently works for Royal Alliance Associates, Inc. Throughout their career, they have worked at Horton Group LLC, Independence Financial Partners, Royal Alliance Associates, Inc and Polo Ralph Lauren. Trotta holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to work in Connecticut. Royal Alliance Associates, Inc is a company headquartered in Rocky Hill, Connecticut. It has offices in 905 locations and a total of 3,849 advisors. It oversees $28 billion in assets between its 112,286 client accounts, making it one of the largest firms in the country by assets under management. The firm advises 134 charitable organizations. Of its 112,286 accounts, 18% are associated with high-net-worth clients who have at least $1 million in assets. The advisory firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules largely are based on which services the firm provides the client. However, fees charged by Royal Alliance Associates, Inc likely consist of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

100 Corporate Place Suite 130
Rocky Hill, CT 06067

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management


CT Average: $10,121,009,343
Total Number of Employees


CT Average: 92
Total Number of Accounts


CT Average: 6,978
Average Account Size


CT Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Frederick Trotta Work History

Frederick has 10 years of experience.

2021 - Present (1 year)

Royal Alliance Associates, Inc

2018 - Present (4 years)

Independence Financial Partners

2014 - 2018 (4 years)

Horton Group LLC

2012 - 2014 (2 years)

Polo Ralph Lauren


Frederick Trotta has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Royal Alliance Associates, Inc

Alexander Dimartini
Jericho, NY
Jerry Cline
Salem, SC
Trisha Qualy
St Louis Park, MN
Anthony Chen
Alpharetta, GA
Rodger Hobbs
San Jose, CA
Grant Hartwell
Torrance, CA
Seth Fulton
Johnston, IA
Herbert Scheffler
Stevensville, MI

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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