Glenn
Ratcliffe

Janney Montgomery Scott LLC

CRD#1193132
Investment Advisor
in Fairfield, CT

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About this Advisor

Glenn Ratcliffe is a certified financial planner based in Fairfield, Connecticut with a total of 5 years of industry experience. Ratcliffe works at Janney Montgomery Scott LLC. Over the course of their career, Ratcliffe has held roles at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC and Janney Montgomery Scott LLC. Ratcliffe has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can operate in Connecticut and New York. Janney Montgomery Scott LLC is an advisory firm that has its headquarters in Philadelphia, PA. The firm has offices in 118 locations and a total of 2,242 people on staff. It controls $73 billion in assets under management across its 216,397 client accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm provides financial advisory services to 1,526 charities and foundations. Of its 216,397 accounts, 31% are associated with high-net-worth clients who have more than $1 million in assets. The company offers a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically depend on which services the firm provides the client. However, fees charged by Janney Montgomery Scott LLC can include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

2150 Post Road 2Nd Floor
Fairfield, CT 06824-5669

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Janney Montgomery Scott LLC Brokerage Details

Total Assets Under Management

$73,000,611,319

CT Average: $15,833,994,310
Total Number of Employees

2,242

CT Average: 41
Total Number of Accounts

216,397

CT Average: 3,342
Average Account Size

$337,346

CT Average: $4,737,880

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Glenn Ratcliffe Work History

Glenn has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Janney Montgomery Scott LLC

2016 - 2018 (2 years)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Glenn Ratcliffe to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Janney Montgomery Scott LLC

William Stacks
Fort Lauderdale, FL
Laurie Daugs
Naples, FL
Asa Cort
New Haven, CT
Karla St. Luke
Atlanta, GA
David Luke
Greenville, SC
John Kline
Raleigh, NC
Thomas Mcdonald
Albany, NY
Carmine Tango
Bedminster, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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