Herbert
Rosenthal
Goldman Sachs Personal Financial Management
Answer a few questions and
get matched with an advisor.
About this Advisor
Herbert Rosenthal is a chartered financial consultant based in Westport, Connecticut who has 7 years of relevant experience. Rosenthal is an employee of Goldman Sachs Personal Financial Management. During their career, the advisor has held roles at Rosenthal Agency, Nnr Inc, Westport Resources Investment Services, Inc, Westport Resource Management and United Capital Financial Advisers, LLC. Rosenthal has a Series 63 license, qualifying them as a securities representative, and is approved to serve investors in Connecticut. Goldman Sachs Personal Financial Management is a firm that has its headquarters in Newport Beach, CA. The investment advisory business has offices in 87 locations and a total of 727 advisors. It oversees $13 billion in assets under management among its 82,991 accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm provides financial advice to 153 charitable organizations. Of its 82,991 customer accounts, 17% are associated with high-net-worth investors who have at least $1 million in assets. The business performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Fees for financial management are based on which services the firm provides the client. Fees charged by Goldman Sachs Personal Financial Management most likely consist of any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Goldman Sachs Personal Financial Management Brokerage Details
$13,178,742,322
727
82,991
$158,797
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
Herbert Rosenthal Work History
Herbert has been registered as a financial advisor for 7 years.*
United Capital Financial Advisers, LLC
Nnr Inc
Westport Resources Investment Services, Inc
Westport Resource Management
Rosenthal Agency
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Herbert Rosenthal to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Goldman Sachs Personal Financial Management
Bethesda, MD
Westport, CT
Los Angeles, CA
Peachtree Corners, GA
Reno, NV
Newport Beach, CA
Irving, TX
Troy, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
